Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Herbert Hundley | 2517897 | 1 | 05/16/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Randall Bruce Simpson | 4245943 | 1 | 09/27/2017 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| David Michael Mc Corison | 4821258 | 1 | 11/21/2016 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Dennis William Baltz | 4980028 | 1 | 11/21/2016 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Paul Charles Lobosco | 2088662 | 1 | 12/17/2015 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Charles Fristoe Chelf | 3172102 | 3 | 06/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 09/10/2012 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Joseph Charles Heverin | 1060202 | 1 | 05/31/2012 | Customer Dispute | Settled | $183,886.00 | $0.00 | See FINRA Report |
| Ronald William White | 2671208 | 2 | 03/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Edward Jozefek | 4358016 | 1 | 10/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |