Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Herbert Hundley | 2517897 | 1 | 05/16/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 06/21/2021 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Alan Aaron Eisenstein | 2834026 | 1 | 01/26/2021 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 10/22/2020 | Customer Dispute | Denied | $15,916.50 | $0.00 | See FINRA Report |
| Nina MacGinn Coyne | 2496408 | 1 | 09/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney James Burn | 4263447 | 1 | 05/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chang Lee | 2672951 | 1 | 01/06/2020 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Ethan Jeremy Hundley | 2961132 | 4 | 01/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Matthew Krieger | 2441634 | 3 | 09/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ethan Jeremy Hundley | 2961132 | 4 | 11/30/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |