Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andre Krause | 4060322 | 2 | 06/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Krause | 4060322 | 2 | 03/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Anthony Zappia | 1360824 | 1 | 10/25/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Evans Leininger | 809473 | 2 | 10/19/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nina MacGinn Coyne | 2496408 | 1 | 09/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney James Burn | 4263447 | 1 | 05/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter George Neuberg | 2905111 | 3 | 06/20/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 12/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Kateridge | 2481595 | 2 | 01/04/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Kateridge | 2481595 | 2 | 08/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |