Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chang Lee | 2672951 | 1 | 01/06/2020 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| John Kolody | 1780995 | 1 | 10/03/2016 | Customer Dispute | Closed-No Action | $1,200,000.00 | $0.00 | See FINRA Report |
| Francis Zimmer | 1013014 | 2 | 12/05/2008 | Customer Dispute | Closed-No Action | $180,000.00 | $0.00 | See FINRA Report |
| William Thomas Krempa | 2080672 | 1 | 04/29/2008 | Customer Dispute | Closed-No Action | $5,100.00 | $0.00 | See FINRA Report |
| Joseph Paul Campisi | 1055505 | 1 | 07/26/2006 | Customer Dispute | Closed-No Action | $8,377.69 | $0.00 | See FINRA Report |
| Gail Lisa Abrams | 2822340 | 1 | 12/10/2005 | Customer Dispute | Closed-No Action | $14,423.00 | $0.00 | See FINRA Report |
| Robert Vernon Crites | 57226 | 1 | 12/04/2002 | Customer Dispute | Closed-No Action | $277,000.00 | $0.00 | See FINRA Report |