Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nina MacGinn Coyne | 2496408 | 1 | 09/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney James Burn | 4263447 | 1 | 05/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Krieger | 2441634 | 3 | 09/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Matthew Krieger | 2441634 | 3 | 09/11/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Cobham Noyes | 2596087 | 2 | 01/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Kenneth McGee | 3130166 | 2 | 06/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Hammond | 4371386 | 2 | 09/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 12/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Kateridge | 2481595 | 2 | 01/04/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Kateridge | 2481595 | 2 | 08/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |