Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Paul Forget | 5138397 | 1 | 05/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Conover | 4311040 | 2 | 07/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evan Jon Kleinman | 2257049 | 2 | 07/20/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert James McClure | 826016 | 1 | 05/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Richard Daidone | 733912 | 1 | 03/03/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |