Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fitzgerald Kennedy | 2352643 | 1 | 05/22/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Heather Anne Grubbs | 6970706 | 1 | 01/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter George Neuberg | 2905111 | 3 | 08/31/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary William Medley | 1186617 | 3 | 02/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amardeep Singh Grewal | 2934867 | 2 | 10/17/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Alexander Driver | 2170819 | 4 | 10/20/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary William Medley | 1186617 | 3 | 04/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angelo Carmine Penza | 2588167 | 1 | 09/14/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Charles McAleney | 1439422 | 8 | 10/18/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Charles McAleney | 1439422 | 8 | 01/22/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |