Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Geoffrey Parker | 3182885 | 1 | 12/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Durrette Ama Ofosu | 4847699 | 1 | 06/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Fristoe Chelf | 3172102 | 3 | 08/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Lee Dalzotto | 2857324 | 1 | 03/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Gude | 2220463 | 3 | 07/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Conover | 4311040 | 2 | 07/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Gude | 2220463 | 3 | 10/03/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |