Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Timothy Nickle | 6792312 | 1 | 01/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Acie Wayne Hylton | 4966990 | 1 | 08/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Dwain Gauthier | 1429968 | 2 | 05/13/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yeoshen Tsui | 4824629 | 1 | 04/11/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Jorge Miguel Alvarez | 2888623 | 3 | 01/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Mendoza | 4373652 | 5 | 12/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 10/12/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 09/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Patrick Gamble | 1524488 | 4 | 06/09/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 01/14/2022 | Customer Dispute | Settled | $576,000.00 | $0.00 | See FINRA Report |