Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julian Esteven Ossa | 6138945 | 1 | 07/22/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Hartley | 7573237 | 1 | 08/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan James Kazley | 4654835 | 1 | 01/20/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Javier Sarquis | 5787221 | 1 | 01/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luke Luck Bennett | 3260552 | 1 | 10/14/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lindsay Desmond Strattan | 6001681 | 1 | 09/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Dowe Childress | 6315581 | 2 | 03/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zaneh Marie Gonzalez Romaine | 6360310 | 1 | 03/29/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael A Baloy | 6405924 | 1 | 01/19/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordana Marie Marquez | 6959379 | 1 | 12/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |