Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Paul Oliverio | 4160372 | 1 | 06/19/2020 | Customer Dispute | Award / Judgment | $536,513.00 | $0.00 | See FINRA Report |
| Christopher Charles Sherman | 2233839 | 3 | 06/01/2018 | Customer Dispute | Award / Judgment | $32,550.00 | $0.00 | See FINRA Report |
| Arash John Assadzadeh | 2772287 | 2 | 12/21/2014 | Customer Dispute | Award / Judgment | $0.00 | $3,600.00 | See FINRA Report |
| Carol Lynn Robbins | 2350408 | 2 | 08/05/2014 | Customer Dispute | Award / Judgment | $65,000.00 | $18,742.90 | See FINRA Report |
| Joseph Turner Schroeder | 4633462 | 2 | 09/13/2013 | Customer Dispute | Award / Judgment | $125,971.00 | $0.00 | See FINRA Report |
| Larry Carlton Milton | 1759274 | 1 | 02/27/2009 | Customer Dispute | Award / Judgment | $1,400,000.00 | $925,000.00 | See FINRA Report |
| Gary Wayne Bieniasz | 2711333 | 1 | 06/26/2004 | Customer Dispute | Award / Judgment | $4,091.29 | $3,916.29 | See FINRA Report |
| Evan James Farrell | 1857570 | 2 | 11/07/2002 | Customer Dispute | Award / Judgment | $6,180.02 | $1,440.00 | See FINRA Report |
| Craig Edward Dyson | 2322415 | 4 | 10/18/2002 | Customer Dispute | Award / Judgment | $800,000.00 | $226,000.00 | See FINRA Report |
| Craig Edward Dyson | 2322415 | 4 | 11/02/2001 | Customer Dispute | Award / Judgment | $700,000.00 | $210,000.00 | See FINRA Report |