Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Connie Renae Ellis Foster | 4291330 | 2 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Steven Ewers | 3005883 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shayon Makonde Moore | 5237044 | 1 | 09/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Hamilton Rhodes | 1302275 | 1 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Lee Watson | 5590059 | 1 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis David Barrera | 6485621 | 1 | 06/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katie Williams Thomas | 5744454 | 2 | 06/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Christopher Orr | 2587056 | 1 | 06/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Connie Renae Ellis Foster | 4291330 | 2 | 06/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carla Patrice Brown | 1640756 | 2 | 08/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |