Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Christopher Orr | 2587056 | 1 | 06/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Connie Renae Foster | 4291330 | 2 | 06/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carla Patrice Brown | 1640756 | 2 | 08/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Alan Conlan | 5552884 | 2 | 04/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Rosenzweig | 1651969 | 4 | 07/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Marie Robinson | 5533783 | 2 | 05/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Rosenzweig | 1651969 | 4 | 01/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 12/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 12/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Anthony Barbour | 4249497 | 5 | 10/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |