Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael P Bish | 4842880 | 1 | 02/09/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Donald William Bescher | 2472648 | 1 | 05/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Vallon Sylvester Andrew Mills | 6570512 | 1 | 12/20/2018 | Customer Dispute | Closed-No Action | $38,042.10 | $0.00 | See FINRA Report |
Johnathon Leland Cope | 5123346 | 3 | 02/19/2016 | Customer Dispute | Closed-No Action | $8,015.32 | $0.00 | See FINRA Report |
Martin Edward Grady | 5301387 | 2 | 02/19/2016 | Customer Dispute | Closed-No Action | $8,015.32 | $0.00 | See FINRA Report |
Andrew J Mill | 5105588 | 1 | 06/29/2015 | Customer Dispute | Closed-No Action | $5,238.22 | $0.00 | See FINRA Report |
Michael John Scott | 4830916 | 2 | 02/11/2014 | Customer Dispute | Closed-No Action | $36,450.00 | $0.00 | See FINRA Report |
Harrison William Taylor | 2483216 | 3 | 03/23/2009 | Customer Dispute | Closed-No Action | $2,500,000.00 | $0.00 | See FINRA Report |
Susan Renee Seitter | 2128550 | 2 | 11/10/2008 | Customer Dispute | Closed-No Action | $14,935.00 | $0.00 | See FINRA Report |
Colleen Coyle Cowan | 4392728 | 1 | 10/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |