Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald William Bescher | 2472648 | 1 | 05/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vallon Sylvester Andrew Mills | 6570512 | 1 | 12/20/2018 | Customer Dispute | Closed-No Action | $38,042.10 | $0.00 | See FINRA Report |
| Martin Edward Grady | 5301387 | 2 | 02/19/2016 | Customer Dispute | Closed-No Action | $8,015.32 | $0.00 | See FINRA Report |
| Johnathon Leland Cope | 5123346 | 3 | 02/19/2016 | Customer Dispute | Closed-No Action | $8,015.32 | $0.00 | See FINRA Report |
| Andrew J Mill | 5105588 | 1 | 06/29/2015 | Customer Dispute | Closed-No Action | $5,238.22 | $0.00 | See FINRA Report |
| Michael John Scott | 4830916 | 2 | 02/11/2014 | Customer Dispute | Closed-No Action | $36,450.00 | $0.00 | See FINRA Report |
| Harrison William Taylor | 2483216 | 3 | 03/23/2009 | Customer Dispute | Closed-No Action | $2,500,000.00 | $0.00 | See FINRA Report |
| Susan Renee Seitter | 2128550 | 2 | 11/10/2008 | Customer Dispute | Closed-No Action | $14,935.00 | $0.00 | See FINRA Report |
| Colleen Coyle Cowan | 4392728 | 1 | 10/21/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Sean McArthur | 2198717 | 2 | 09/08/2008 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |