Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Milan Cavic | 7182246 | 1 | 10/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Hyun Ahn | 6315188 | 1 | 09/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew M Cryar | 6384651 | 1 | 10/07/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derric Alexander Dumont | 6372717 | 1 | 09/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Allen Tilley | 1139070 | 1 | 05/08/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edwin A Warren | 6538181 | 1 | 04/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karleienny Del Valle Medina Sojo | 6325541 | 1 | 01/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erin Michelle Smith | 4535111 | 1 | 11/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tara Felice Barfield | 6596118 | 1 | 02/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Megan Dowe Childress | 6315581 | 2 | 06/23/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |