Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorenzo Daniel Huff | 4321847 | 1 | 01/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Turner | 5339431 | 1 | 11/30/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Tucker | 1974408 | 1 | 11/30/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 1 | 11/22/2022 | Customer Dispute | Pending | $257,731.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 6 | 10/12/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 6 | 09/07/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 4 | 08/22/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| William Patrick Gamble | 1524488 | 4 | 06/09/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Dwain Gauthier | 1429968 | 2 | 01/19/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 4 | 01/14/2022 | Customer Dispute | Pending | $576,000.00 | $0.00 | See FINRA Report |