Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Santiago J Torres | 5644622 | 1 | 08/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Phillip Perez | 7111178 | 1 | 06/25/2024 | Customer Dispute | Pending | $28,480.00 | $0.00 | See FINRA Report |
| Eric Laurin Johnson | 5416181 | 1 | 06/03/2024 | Customer Dispute | Pending | $8,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 04/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 02/27/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Michael P Bish | 4842880 | 1 | 02/09/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jose Mauricio Lopera-Guevara | 5149646 | 1 | 01/22/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Drew Timothy Nickle | 6792312 | 1 | 01/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sheila Rita Hill | 1798386 | 2 | 12/30/2023 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Luke Andrew Alger | 5387062 | 1 | 12/07/2023 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |