Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jon Sartorius | 1056097 | 2 | 03/06/2009 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Jay I Weintraub | 1008357 | 3 | 01/25/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| James Francis Worfolk | 2629619 | 1 | 01/31/2003 | Customer Dispute | Withdrawn | $36,852.00 | $0.00 | See FINRA Report |