Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Roy Russo | 407792 | 2 | 06/06/2013 | Customer Dispute | Award / Judgment | $1,274,130.00 | $1,220,600.00 | See FINRA Report |
| John Joseph Murphy | 1039914 | 3 | 06/20/2006 | Customer Dispute | Award / Judgment | $229,712.00 | $4,976.81 | See FINRA Report |
| Terrence Hugh Gee | 1266030 | 3 | 04/13/1994 | Customer Dispute | Award / Judgment | $141,840.00 | $12,408.20 | See FINRA Report |