Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Hecht | 2910046 | 3 | 05/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barbara Elizabeth Leonard | 4607044 | 2 | 04/16/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Kalen Dobbins Baxter | 2920908 | 1 | 01/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Russell Albert Stola | 4125737 | 1 | 11/02/2023 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Ford | 2651512 | 3 | 03/30/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barbara Elizabeth Leonard | 4607044 | 2 | 06/04/2021 | Customer Dispute | Denied | $25,357.90 | $0.00 | See FINRA Report |
| Gregg Robert Manis | 2015153 | 1 | 03/03/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Hopper | 1426713 | 1 | 01/04/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Lynn Riggs | 4334801 | 2 | 12/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Lynn Riggs | 4334801 | 2 | 02/20/2020 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |