Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Oscar Wolf | 2726395 | 1 | 10/26/2012 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Ommund Danny Skaar | 823376 | 2 | 08/11/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Warren Bernard Gallagher | 2460167 | 5 | 03/10/2009 | Customer Dispute | Closed-No Action | $10,811.40 | $0.00 | See FINRA Report |
| Sean Errol Dehaan | 2108196 | 1 | 10/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Galina Kolossovsky | 4389205 | 2 | 03/31/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Patrick Flynn | 2837132 | 4 | 11/13/2002 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Warren Bernard Gallagher | 2460167 | 5 | 11/30/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Lazaro | 2107606 | 1 | 08/21/2001 | Customer Dispute | Closed-No Action | $34,357.60 | $0.00 | See FINRA Report |
| Mary Beth B Donas | 2854973 | 1 | 07/16/2001 | Customer Dispute | Closed-No Action | $5,920.00 | $0.00 | See FINRA Report |
| David Michael Dahan | 2297087 | 2 | 01/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |