Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ronald Hatfield | 2640818 | 3 | 07/15/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Adam Opp | 2502705 | 2 | 08/11/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David James Schelhorn | 5398951 | 1 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Adam Opp | 2502705 | 2 | 05/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher North | 2089713 | 5 | 11/30/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Christopher North | 2089713 | 5 | 10/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Conrad Karlinski | 1112156 | 3 | 10/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ommund Danny Skaar | 823376 | 2 | 08/16/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Lynn Hagen | 1059139 | 1 | 01/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Roy Russo | 407792 | 2 | 06/29/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |