Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Davis Cissne | 5278705 | 1 | 11/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Breault | 1161180 | 3 | 03/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Flynn | 2837132 | 4 | 05/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Dollerschell Conwell | 4019482 | 1 | 11/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Dorflinger | 5426567 | 1 | 12/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Ira Gutman | 5250980 | 1 | 04/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shea Gordon | 4156943 | 1 | 06/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ronald Hatfield | 2640818 | 3 | 07/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Flynn | 2837132 | 4 | 10/18/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |