Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Albert Stola | 4125737 | 1 | 11/02/2023 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Travis Lynn Riggs | 4334801 | 2 | 12/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Lynn Riggs | 4334801 | 2 | 02/20/2020 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 09/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 10/31/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gordon Andrew Robinson | 2300158 | 1 | 10/12/2017 | Customer Dispute | Settled | $101,510.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 11/21/2016 | Customer Dispute | Settled | $164,772.00 | $0.00 | See FINRA Report |
| Judith Ann Tengler | 1514110 | 2 | 10/17/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Janet Marie Horowitz | 1398082 | 2 | 06/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Sharp | 2377718 | 3 | 10/29/2014 | Customer Dispute | Settled | $23,300.00 | $0.00 | See FINRA Report |