Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Thomas Antonelli | 1125191 | 1 | 12/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Galina Kolossovsky | 4389205 | 2 | 02/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Leonardo Platania | 5404208 | 4 | 11/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tony Roscoe Pruitt | 2323590 | 1 | 03/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Duane John Smith | 2422983 | 2 | 01/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melinda May Stitt | 1012359 | 2 | 08/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melinda May Stitt | 1012359 | 2 | 08/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Hecht | 2910046 | 3 | 03/17/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Salvatore Mantione | 3091324 | 3 | 02/14/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Christopher North | 2089713 | 5 | 04/15/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |