Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 01/03/2024 | Customer Dispute | Withdrawn | $152,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 12/26/2023 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 04/21/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 06/07/2022 | Customer Dispute | Withdrawn | $505,700.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 07/20/2015 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 06/24/2014 | Customer Dispute | Withdrawn | $183,500.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 11/01/2011 | Customer Dispute | Withdrawn | $2,958,710.00 | $0.00 | See FINRA Report |
| Rebecca Dawson | 1146385 | 3 | 01/13/2003 | Customer Dispute | Withdrawn | $107,250.00 | $0.00 | See FINRA Report |