Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Chen | 5766069 | 2 | 08/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 07/15/2024 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 07/05/2024 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| Brian Jensen Nelson | 5065593 | 3 | 07/03/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Jonathan Sherer | 5952617 | 4 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 06/11/2024 | Customer Dispute | Pending | $290,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 06/11/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Bruce Robert Beetz | 1527269 | 1 | 06/04/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 06/04/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |