Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin C Li | 7659823 | 1 | 11/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 05/13/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saysamone Moeya Xayasen Block | 3025605 | 3 | 04/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sylvester Pusiri | 5170193 | 1 | 04/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Garrett Nicholas Paul | 5750650 | 1 | 11/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 12/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew David Copley | 6247665 | 2 | 11/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 12/10/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Dawson | 1146385 | 3 | 04/25/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 01/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |