Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dale Warring | 3198200 | 1 | 04/18/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan Brite | 7027894 | 1 | 09/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Howard Zink | 5105262 | 2 | 11/30/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Germaine Ma | 6244749 | 1 | 03/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter T Po | 3106974 | 19 | 08/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Anthony Uccelli | 2247842 | 4 | 03/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Fisher Osborne | 2256998 | 7 | 03/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrach Michael Bourke | 5255413 | 14 | 10/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Xuefen Bulow | 3071648 | 6 | 07/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Kerry Wine | 4088317 | 4 | 08/10/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |