Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Fisher Osborne | 2256998 | 7 | 08/30/2018 | Customer Dispute | Denied | $575,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 01/22/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Evan Sullivan | 4505978 | 2 | 07/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 11/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 03/19/2009 | Customer Dispute | Denied | $74,350.00 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 08/20/2007 | Customer Dispute | Denied | $7,675.96 | $0.00 | See FINRA Report |
| Ross Charles Bonifield | 3074157 | 1 | 11/03/2003 | Customer Dispute | Denied | $5,986.37 | $0.00 | See FINRA Report |