Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Scott Smith | 1412333 | 12 | 02/01/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Donald Noard | 1983392 | 5 | 01/04/2023 | Customer Dispute | Pending | $18,500.00 | $0.00 | See FINRA Report |
| Brian Joseph Perkins | 5630932 | 1 | 12/06/2022 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 27 | 12/06/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 27 | 11/10/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Wyla Melberth | 4775230 | 6 | 10/27/2022 | Customer Dispute | Pending | $2,482,000.00 | $0.00 | See FINRA Report |
| Robert Wyla Melberth | 4775230 | 6 | 10/27/2022 | Customer Dispute | Pending | $555,000.00 | $0.00 | See FINRA Report |
| Robert Wyla Melberth | 4775230 | 6 | 10/27/2022 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Ernesto A. Chavez | 4315877 | 3 | 10/27/2022 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 27 | 10/25/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |