Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dwight McPherson | 5918462 | 2 | 03/09/2020 | Customer Dispute | Award / Judgment | $500,000.00 | $125,000.00 | See FINRA Report |
| Marilee Ann Hill | 2768544 | 3 | 09/23/2010 | Customer Dispute | Award / Judgment | $1,361,760.00 | $61,600.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 06/15/2010 | Customer Dispute | Award / Judgment | $1,188,460.00 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 09/04/2001 | Customer Dispute | Award / Judgment | $80,000.00 | $40,165.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 08/20/2001 | Customer Dispute | Award / Judgment | $28,822.90 | $25,009.40 | See FINRA Report |