Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Min Yoo | 4640401 | 1 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Francis Hughes | 1073729 | 5 | 03/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Jonathan Sherer | 5952617 | 4 | 02/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Jonathan Sherer | 5952617 | 4 | 02/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Saysamone Moeya Xayasen Block | 3025605 | 3 | 10/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig M Gougis | 3258023 | 7 | 08/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Jonathan Sherer | 5952617 | 4 | 07/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Benjamin Miller | 335166 | 10 | 02/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Fisher Osborne | 2256998 | 7 | 02/11/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig M Gougis | 3258023 | 7 | 10/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |