Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Marie Corrigan | 4644847 | 3 | 09/14/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cheryl Lyn Knight | 1854248 | 3 | 12/28/2020 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Coleman Troy Benko | 5179575 | 1 | 10/13/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Franklin Travis Reynolds | 1366983 | 3 | 06/19/2018 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Michael David Roberts | 4700058 | 2 | 01/05/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 12/02/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Margaret Maria Swinney | 3029378 | 2 | 02/08/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Franklin Travis Reynolds | 1366983 | 3 | 11/12/2014 | Customer Dispute | Settled | $172,343.00 | $0.00 | See FINRA Report |
| Ronald William Murphy | 343417 | 1 | 06/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mel Robert Hertz | 707875 | 5 | 04/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |