Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
D Allen Blankenship | 2842335 | 4 | 11/02/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
Mel Robert Hertz | 707875 | 5 | 05/29/2018 | Investigation | $0.00 | $0.00 | See FINRA Report |