Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrea Lynn Albu | 2221132 | 1 | 09/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Jo Shope | 2899857 | 8 | 07/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Ira Kolinsky | 1090913 | 6 | 04/21/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Moiz Husain | 2224939 | 1 | 04/24/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chad Joseph Edwards | 5437543 | 1 | 11/19/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Connie Helen Polaha | 2886498 | 1 | 04/19/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nancy Marie Corrigan | 4644847 | 3 | 09/09/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David William Trende | 2725055 | 4 | 07/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |