Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Barnett Woll | 1096606 | 8 | 08/20/2019 | Customer Dispute | Pending | $1,750,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 02/27/2019 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 01/08/2018 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 04/18/2017 | Customer Dispute | Pending | $69,768.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 11/18/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |