Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Rocco D'Amelio | 4495800 | 1 | 01/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shane Harold Siederman | 2563921 | 1 | 01/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lyn Knight | 1854248 | 3 | 12/12/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Ryan Bennett Droeg | 4794294 | 1 | 08/31/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Franklin Travis Reynolds | 1366983 | 3 | 04/03/2023 | Customer Dispute | Pending | $188,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 08/20/2019 | Customer Dispute | Pending | $1,750,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 02/27/2019 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 01/08/2018 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 04/18/2017 | Customer Dispute | Pending | $69,768.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 11/18/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |