Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mel Robert Hertz | 707875 | 5 | 05/03/2017 | Customer Dispute | Denied | $11,062.10 | $0.00 | See FINRA Report |
| Michelle Rene Pommeranz | 4013615 | 1 | 03/13/2017 | Customer Dispute | Denied | $9,869.03 | $0.00 | See FINRA Report |
| Roy Allen Johnston | 1349487 | 1 | 01/23/2012 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 04/27/2011 | Customer Dispute | Denied | $33,404.90 | $0.00 | See FINRA Report |
| Joe Land Pearce | 3054851 | 3 | 03/03/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Louis Ciano | 2174074 | 4 | 09/02/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Margaret Maria Swinney | 3029378 | 2 | 08/19/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| D Allen Blankenship | 2842335 | 4 | 03/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Jo Shope | 2899857 | 8 | 11/04/2008 | Customer Dispute | Denied | $141,586.00 | $0.00 | See FINRA Report |
| Gene Richard Dickison | 1216953 | 3 | 11/19/2007 | Customer Dispute | Denied | $15,139.00 | $0.00 | See FINRA Report |