Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Shutts | 7600385 | 1 | 11/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Blaine Bowers | 4433033 | 1 | 12/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad David Rupprecht | 7265425 | 1 | 06/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 03/09/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Barnett Woll | 1096606 | 8 | 06/28/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |