Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roberta Lee-Driscoll | 1837742 | 1 | 04/16/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Mayer | 6233439 | 1 | 07/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark Belcak | 4270210 | 5 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Ira Kolinsky | 1090913 | 6 | 09/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Ira Kolinsky | 1090913 | 6 | 08/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Louis Ciano | 2174074 | 4 | 06/22/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David William Trende | 2725055 | 4 | 12/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Ira Kolinsky | 1090913 | 6 | 11/17/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Louis Ciano | 2174074 | 4 | 11/17/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David William Trende | 2725055 | 4 | 12/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |