Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Strategic Financial Alliance, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mel Robert Hertz | 707875 | 5 | 04/02/2018 | Customer Dispute | Closed-No Action | $133,000.00 | $0.00 | See FINRA Report |
| Bruce Donald Snyder | 4303557 | 1 | 02/23/2015 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Patricia Anne Koehn | 708274 | 1 | 01/26/2011 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Nancy Marie Corrigan | 4644847 | 3 | 04/05/2006 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |