Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Brant Bertoli | 1566759 | 2 | 11/04/2008 | Customer Dispute | Withdrawn | $7,833.20 | $0.00 | See FINRA Report |
| Thomas Jackson Williams | 1587198 | 1 | 03/18/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |