Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley William Werner | 2329211 | 2 | 03/27/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brendan Frazier | 5837358 | 4 | 01/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brendan Frazier | 5837358 | 4 | 11/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brendan Frazier | 5837358 | 4 | 11/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Brendan Frazier | 5837358 | 4 | 10/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Yelenovsky | 5788999 | 1 | 01/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie King Knotts | 7414209 | 1 | 03/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles A Lineberry | 4722022 | 1 | 02/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Robert Odette | 2691630 | 2 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sabine Kudmani Stovall | 5918011 | 1 | 03/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |