Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Herman Wedel | 1221992 | 3 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tim David Hakes | 2399374 | 4 | 01/19/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Stolberg | 5678544 | 1 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Douglas Jon Lode | 4134521 | 1 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 08/21/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Jordan Klein | 2549756 | 1 | 08/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Lambert Christensen | 3015594 | 2 | 11/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Ray Baumrucker | 4055316 | 2 | 05/16/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 05/16/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Vander Velde | 5493806 | 2 | 08/24/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |