Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Rock | 6649818 | 1 | 04/30/2021 | Customer Dispute | Denied | $322,392.00 | $0.00 | See FINRA Report |
| Kelly Schroeder | 5623430 | 1 | 08/08/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dave Allan Reed | 4897434 | 2 | 03/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shannon Paul Simon | 5621092 | 1 | 08/17/2017 | Customer Dispute | Denied | $23,301.10 | $0.00 | See FINRA Report |
| James Paul Danko | 2899544 | 1 | 08/16/2016 | Customer Dispute | Denied | $9,971.71 | $0.00 | See FINRA Report |
| Clark Cary Armor | 6085388 | 1 | 09/21/2015 | Customer Dispute | Denied | $12,959.00 | $0.00 | See FINRA Report |
| Leonard Richard Simpson | 1755726 | 1 | 09/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Harol Harrison | 2225112 | 1 | 06/21/2013 | Customer Dispute | Denied | $5,455.08 | $0.00 | See FINRA Report |
| Marah Fineberg-Kuck | 4572003 | 3 | 09/27/2012 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Howard James Buck | 1541938 | 2 | 04/27/2012 | Customer Dispute | Denied | $23,700.00 | $0.00 | See FINRA Report |