Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley William Werner | 2329211 | 2 | 03/27/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Robert Odette | 2691630 | 2 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sabine Kudmani Stovall | 5918011 | 1 | 03/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Way Bayley | 1833753 | 3 | 12/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Bradley Cecil | 1773151 | 1 | 07/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Rentmeester | 1009557 | 2 | 08/31/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |