Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tim David Hakes | 2399374 | 4 | 01/19/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Robinson | 1472034 | 2 | 05/26/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Alan Burke | 1508259 | 1 | 05/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bradley William Werner | 2329211 | 2 | 06/17/2004 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |