Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Shanley | 7129171 | 1 | 07/09/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert J Drury | 7128756 | 1 | 12/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Rocco Carpenito | 6228129 | 1 | 02/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Joseph Cendali | 6316113 | 1 | 10/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Allen Cooper | 4779755 | 1 | 07/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Gilmore Christie | 5955580 | 1 | 08/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Vander Velde | 5493806 | 2 | 04/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Ryan McNeil | 6724162 | 1 | 07/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Sylvere Richard | 2602752 | 1 | 11/18/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Lambert Christensen | 3015594 | 2 | 05/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |