Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Mitchell Marion | 5562377 | 1 | 12/08/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leanne Ozaine Smith | 5078833 | 1 | 09/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeane Silerio-Koots | 4773358 | 1 | 11/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Samuel Mehne | 4558084 | 1 | 01/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Robert Odette | 2691630 | 2 | 10/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Matthew Brown | 4818562 | 1 | 08/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Robinson | 1472034 | 2 | 03/22/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Jack Haskins | 3039102 | 1 | 06/13/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Way Bayley | 1833753 | 3 | 09/24/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harris Todd Doobrow | 3175543 | 1 | 11/23/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |