Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Tyler Ford | 6736542 | 1 | 05/27/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Brook Mayberry | 6327939 | 1 | 05/02/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Fleet Cooper Ratliff | 5714703 | 1 | 09/16/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sharon Lexa Galvin Gutierrez | 2239362 | 1 | 05/02/2008 | Customer Dispute | Settled | $8,665.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 04/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Schobert | 3067577 | 3 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Owen Jarret Muehlfeld | 3101813 | 1 | 08/26/2002 | Customer Dispute | Settled | $59,000.00 | $0.00 | See FINRA Report |
| Marcus Tyrone Stell | 2580420 | 1 | 05/15/2002 | Customer Dispute | Settled | $6,283.25 | $0.00 | See FINRA Report |
| Jason Channing Abernethy | 2936618 | 1 | 11/28/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |