Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Jared Smith | 6988762 | 1 | 04/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Troy Rossman | 7407247 | 1 | 06/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moab Jonah Schiers | 7420028 | 1 | 12/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy L Ciesielka | 7195664 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy L Ciesielka | 7195664 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Donald Goesch | 6840112 | 1 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lynn Nicholsen | 4180791 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |